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Submission Period: Planning and Preparation Guide

In this guide, we have included information that is applicable for both Funders and Research Organisations who are members of Researchfish. It is important for both types of members to understand the preparation process and the requirements from each other, to allow collaboration, support, and good community morale. Whether you are a new customer or an existing one, this document will provide advice and guidance on how to plan your Researchfish Submission Period.

If you would like detailed guidance and instruction on how to use the Researchfish platform, we recommend looking at the respective Funder or RO User Guides.

 

 

What is a Submission Period?

‘Submission Period’, ‘Reporting Period’, ‘Data Collection Exercise’ are all different ways to describe a specific window of time within the year, decided by the Funders, who require their award holders to report on their outcomes, outputs and impact of their research. In this case, they are required to report them via the Researchfish platform. 

What is the ‘Multi-Funder’ Submission Period?

Multiple funders who are members of Researchfish, such as UKRI, NIHR, British Heart Foundation, CRUK, along with charities and members of the AMRC, have aligned their reporting period to allow researchers to report on their grants at the same time. To view each of our members reporting dates, please visit the ‘Our Community’ page, on the platform.

Implementation Plan

Pre Submission

Action Time to Action Guidance
 1. Submit completed respondent table to Researchfish for loading and review common question set to establish any additional questions. 3 months before submission period start

Researchfish RHT Guidance

Common Question Set

Additional Questions User Guide

2. Set up submission period in Researchfish, review data sharing policy and Terms and Conditions of awards. As soon as dates are confirmed. Video: Submission Setup
3. Create Communications Plan 3 months before submission period Start Submission Period: Planning and Preparation Guide
4. Introductory Email and Invitations to be sent to award holders 4 + Weeks before submission period.

Submission Period: Planning and Preparation Guide

Video: Sending Invitations

 
 

During Submission

Action Time to Action Guidance
5. Continue following comms plan with a “submission period is now open” email containing deadline dates and support information. Submission start date Submission Period: Planning and Preparation Guide
6. Check on submission compliance Weekly during submission period Video: Monitoring Activity
7. Check in with Researchfish support team for updates or guidance As required rfclientsupport@elsevier.com
8. Start considering extension communication and chase non-submitters. Last week of submission period Video: Award Searches
 
 

After Submission

Action Time to Action Guidance
9. Follow up discussion with Researchfish to review As required Your Researchfish Customer Success Manager
10. Export Data from Researchfish to analyse and report. As required Video: Reporting
11. Share any impact publications with Researchfish for best practice and documenting. Post submission period Your Researchfish Customer Success Manager
 
 

Getting Started 

Considerations Before We Begin

Please read our User Guide and Videos so you are up to date with navigating the Researchfish platform.

 

Before proceeding with uploading Researchfish with your data, take some time to consider the below matters, so you can create a more thorough and accurate plan.

The Question Set Understand the type of questions the researchers are asked, to determine if Additional Questions will be required. Download the Common Question Set.
Additional Questions Discuss with our Data & Impact team what kind of questions could be useful based on your impact framework. Download the additional questions template. Read more on this below.
Data Sharing The user guide provides instructions to set up data sharing with research organisations. Doing so will allow RO’s to also have a view of the grant holders’ awards (if they are a Researchfish subscriber), and will allow them to provide support during a Submission Period.
Terms & Conditions of an Award What will happen to a researcher’s award if they do not submit before the submission deadline? Some funders stipulate that funding may be withheld if submissions are not made before the deadline but this may not be the case for you. See the user guide for instructions on how to provide terms and conditions in Researchfish.
Response Codes This will allow you to apply a different circumstantial status an award corresponds with. For example, an award holder who is on maternity leave and may not submit. More information on Response Codes can be found later in this guide.
Updating Award Details New or existing members will need to provide Researchfish with a respondent table of your award data to either upload or update the data with new information. Further information later in this document.

 

 
 

Additional Questions Continued

If you require additional questions that you don’t believe the common question set covers, you can contact your Researchfish Customer Success Manager or rfclientsupport@elsevier.com to discuss implementing this. Once finalised, they will be applied to the applicable award holders and will be ‘Mandatory Additional Questions’ whereby the award holder will not be able to submit their data without first completing these. Our Data & Impact team will discuss with you what may be the most appropriate questions to ask to enable accurate and suitable reporting data.

 
 

Response Codes Continued

It is advised that Research Organisations and Funders keep each other up to date and informed of any Response Code changes to allow awards to be updated not only on the Researchfish platform but to also update any internal records for both parties. Response Codes are mandatory for funders to set up awards on the system, so we encourage funders to put some consideration into these. This will not only assist with accurate reporting after a submission, but it will also enable award holders to understand if a mandatory submission is expected, therefore also benefiting with compliance rates. For example, if an award holder is temporarily away due to illness/maternity/etc, this should be response code 2.

 
 

Response Code Definitions

1

A submission is expected this year

2

No submission is expected this year. The award holder has a one-year exemption as a result of long

term leave e.g. maternity/paternity.

3

No further submissions are expected against this award – the award holder is retired/no longer active

in research.

4

The award holder is expected to make a submission but is no longer at your organisation. This award

does not contribute to your organisation’s compliance statistics, and you are not expected to follow up with them.

5

Optional/Non-Mandatory Submission requirement.

We also advise against officially ‘closing’ any awards and instead, apply a Response Code 3 to them.

 
 

Planning and Timeline

Once you understand the preparation required for your organisation, you can more accurately consider when your reporting period should be. Whether that be aligned with the multi-funder submission period or any other time of year.

We advise 2-3 months of prep time, (depending on the size of your organisation), working your way backwards from the time you would like your submission dates to be. 

 

Setting the Dates

Funders will need to define the dates a submission period takes place. Once you know when your submission period dates will be, inform Researchfish and set up your dates in the system. Watch this video for instructions on how to set them up. Having the dates set up in the system will also allow other organisations and award holders to have a view of when your submission period will be, via the Our Community page.

 
 

Award Details and RHT Uploader

Before award holders can use Researchfish, the awards you have granted them need to first be set up and available on the system. See “Adding an Award and using the RHT Uploader” in the Funder User Guide. If you have existing awards already in the system, you can also update them via this method too.

Please upload your completed respondent table at least 1- 2 months in advance of your submission period. (See more in Communications Plan below).

You can manually create awards individually through the system, but may find it easier to upload an RHT if you have many awards to process at a time.

 
 

Invitations and a Communication Plan

While the data and any applicable additional questions are being updated to Researchfish, you can start to communicate to all your award holders, to inform them of the forthcoming submission dates, how to set up a Researchfish account, and why they need to use this.

 

We have put together a timeline and some example templates to assist you with the types of messaging.

Communication Plan

Time Frame Communication Type

Presubmission Period

Minimum 2 months prior submission period start Introductory/initial email to researchers
Website notice/bulletin board
Consider adding information on end of email signatures
Consider twitter plan to go in line with rest of comms
6 weeks before submission period start Invitations to new grant holders (generated within RF)
Accompanying correspondense with invite
Pre SP start reminder

During Submission Period

First day of SP or day before Submission period now open
Bi weekly or as and when necessary Bi-weekly reminders to non-submitters
Half way point Half way SP (non submitters)
Few days prior to end date Last attempt reminder

After Submission Period

After closure of submission period Thank you email to researchers who submitted and encouraging year round/future use.
 
 

Planning your messages

Your communications plan will help your researchers to understand why it’s so important they use Researchfish. We have provided some useful communication examples

which will demonstrate the types of information to include.

For those that are new users to Researchfish, the initial Introductory communication can expect to include:

1.   Explanation of Researchfish, what the information will be used for.

2.   Benefits to the Researcher

3.   Mandating/Terms & Conditions of Submission

4.   When to expect the Invites and what to do

5.   When the submission period will be

6.   How to seek support.

Researchfish and Members example Communications Plan and Templates

 

Key things to consider are:

●    Is the submission going to be mandated? Will there be sanctions imposed if an award has not been submitted?

●    If they are a new account/award holder, when they can expect to receive an invitation to create an account. (and to check their Junk/spam email folders for this)

●    If you have included additional questions, consider explaining the need and use of this information

●    Consider a twitter plan as another way of reaching out and keeping users informed

●    Consider adding a notice board/webpage (if you have not already)to your website, with more information about Researchfish and the submission process

 
 

Invitations

We encourage funders to send the invitations to new award holders well in advance of the submission period start date, allowing more time to access Researchfish as soon as they need. However, it is common behaviour for researchers to populate their outputs only while during the submission period, but it is good to provide the researcher with the option.

Please note that recipients will receive the invitation, (generated by you from within the platform) from admin@researchfish.com.This cannot be replied to and can on occasion, be sent to junk/spam.

 
 
 

Support, Guidance, and Contacts

Researchers will need to contact you for help or guidance on some output types or additional questions. Update your contact information via ‘Organisational Details’ so it can be used for theResearcher ‘Award Details’ page.

It is also useful for ROs and Funders to keep in touch and is also presented on the 'Our Community' page along with other organisations submission period dates.

 
 

End of Submission Period

Finish Time

Researchfish technical support closes at 5pm but the platform will continue to allow submissions up until 23:59 (UK time) of the deadline date.

Funders often set their researchers a deadline with a specific time, so ensure this is communicated clearly.

This may also affect any support you can expect from the funder, if you are an RO.

 
 

Extensions

All funders have a final submission end date (and time) and in general will not extend beyond this. If as a funder you think there are likely to be some extenuating circumstances for your researchers, please inform Researchfish as soon as possible. You will also need to arrange appropriate communications to notify this to ROs and the award holders.

Research Organisations: If researchers are enquiring about an extension, these requests will need to be directed to the relevant funder for further advice on this. Check you have the funders details to hand; as mentioned above, contact details should be available via the 'Our Community' pages on the Researchfish platform.

Chaser Emails- RO’s and Funders: Sometimes Research Organisations may also communicate with researchers to ensure they are submitting by the deadline, or they may have their own comms plan too. Ensure the details align so that award holders are not receiving mixed messages.

 
 

Data Collection and Analysis

See the Reports and Exports sections of the Funder User Guide for instructions on how to download and use your reported data. You can use the data for annual reporting to show the pathways to impact of the research that is funded. Clearly reporting the data provided by your researchers can also encourage researchers to continue to keep their Researchfish account up to date with good quality data. Speak with our Data and Impact Team for further assistance and guidance. 

 
 

 

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